3.1 Soils, Rock, and Aggregates

NCEES PE Civil Construction Study Guide Exam

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1 Chapter 1: Soil Mechanics

1.1 Lateral Earth Pressure 1.2 Soil Consolidation and Settlement 1.3 Effective and Total Stresses 1.4 Bearing Capacity 1.5 Slope Stability

2 Chapter 2: Site Layout and Development

2.1 Layout and Control 2.2 Horizontal and Vertical Curves 2.3 Site Investigations and Utilities

3 Chapter 3: Material Properties

3.1 Soils, Rock, and Aggregates 3.2 Concrete Material Properties 3.3 Steel Material Properties 3.4 Wood Material Properties

4 Chapter 4: Estimating Quantities and Costs

4.1 Quantity Take-Off Methods 4.2 Cost Estimating 4.3 Engineering Economics 4.4 Work Measurement and Productivity (Earned Value)

5 Chapter 5: Project Planning and Scheduling

5.1 Construction Sequencing 5.2 Activity Time Analysis 5.3 Critical Path Method and Network Analysis 5.4 Resource Scheduling and Leveling 5.5 Time–Cost Trade-Off and Crashing

6 Chapter 6: Material Production, Execution, and Quality Control

6.1 Specification Conformance and Hold-Points 6.2 Field Testing: Concrete, Soils, and Aggregates 6.3 Compaction: Principles, Calculations, and Equipment 6.4 Concrete Placement, Consolidation, and Finishing 6.5 Bolting and Welding: Structural Steel Connections 6.6 Acceptance Sampling and Statistical Quality Control

7 Chapter 7: Structural Mechanics

7.1 Loads (Dead, Live, Construction, Wind, and Preloading) 7.2 Statics and Stresses (Bending, Shear, Deflection) 7.3 Beams, Columns, and Slabs 7.4 Foundation and Retaining Wall Mechanics

8 Chapter 8: Hydraulics and Hydrology

8.1 Stormwater Collection and Drainage (Open-Channel Flow) 8.2 Runoff Analysis 8.3 Detention and Retention Ponds

9 Chapter 9: Operations and Methods

9.1 Lifting and Rigging 9.2 Crane Capacity and Stability 9.3 Dewatering and Pumping 9.4 Equipment Selection and Production Rates 9.5 Deep Foundation Installation 9.6 Excavation and Embankment (Cut and Fill)

10 Chapter 10: Support of Construction Loads

10.1 Formwork Design 10.2 Falsework and Scaffolding 10.3 Shoring and Reshoring 10.4 Bracing and Anchorage 10.5 Support of Excavation (Trenching, Cofferdams) 10.6 Erection and Equipment Loads on Permanent Structures

11 Chapter 11: Health and Safety

11.1 OSHA Construction Regulations and Safety Management 11.2 Work Zone and Public Safety (Traffic Control)

3.1 Soils, Rock, and Aggregates

Key Takeaways Explain This Topic AI

USCS classifies soils based on grain size and Atterberg limits, heavily used for foundation and geotechnical engineering.

AASHTO classification is primarily used for highway and road construction, assessing the suitability of subgrade materials.

Shear strength is defined by the Mohr-Coulomb failure criterion, relying on cohesion (c) and the angle of internal friction (phi).

Rock Quality Designation (RQD) is a critical metric from boring logs for assessing rock mass quality.

Permeability (hydraulic conductivity) dictates how water flows through soil, significantly affecting consolidation and settlement.

Last updated: July 2026

3.1 Soils, Rock, and Aggregates

Quick Answer: Understanding the physical and mechanical properties of earth materials is foundational for civil construction. This includes classifying soils (USCS vs. AASHTO), interpreting boring logs (moisture content, Plasticity Index, RQD), and determining engineering properties like permeability, shear strength, and compressibility.

Earthwork and foundation operations represent a massive portion of any civil construction project. If the ground fails, the structure fails, regardless of how well the concrete or steel was designed. The PE Construction exam heavily tests your ability to interpret geotechnical data and apply it to construction scenarios, such as equipment selection, excavation stability, and compaction requirements.

Soil Classification Systems

Engineers use standardized systems to communicate soil properties. The two most common are the Unified Soil Classification System (USCS) and the American Association of State Highway and Transportation Officials (AASHTO) system.

Unified Soil Classification System (USCS)

The USCS is the standard for geotechnical and foundation engineering. It categorizes soils based on their grain size distribution and Atterberg limits (Liquid Limit, LL, and Plastic Limit, PL).

Soils are divided into three major categories:

Coarse-Grained Soils: More than 50% retained on the No. 200 sieve. Includes Gravels (G) and Sands (S).

Fine-Grained Soils: 50% or more passes the No. 200 sieve. Includes Silts (M) and Clays (C).

Highly Organic Soils: Peat (Pt).

Modifiers are added to describe the soil further:

• W: Well-graded (diverse range of particle sizes, good for compaction)
• P: Poorly-graded (uniform size, or gap-graded)
• H: High plasticity (LL ≥ \ge ≥ 50)
• L: Low plasticity (LL < 50)

Example: "GW" stands for Well-graded Gravel, which is generally excellent for structural fill. "CH" stands for Fat Clay (High plasticity), which is highly expansive and poor for construction.

AASHTO Classification System

The AASHTO system is primarily used for highway and transportation projects to evaluate the suitability of subgrade soils for pavement design. Soils are classified into seven major groups, A-1 through A-7.

Granular Materials (A-1, A-2, A-3): 35% or less passing the No. 200 sieve. A-1 soils are excellent subgrade materials (well-graded gravel and sand).

Silt-Clay Materials (A-4, A-5, A-6, A-7): More than 35% passing the No. 200 sieve. A-7 soils are poor subgrades (highly plastic clays).

AASHTO also uses a Group Index (GI) to evaluate the quality of a soil within its group. A lower GI indicates a better subgrade material (GI = 0 is excellent, GI > 20 is very poor).

• Feature USCS AASHTO
• Primary Use Foundations, Earth Dams, General Geotech Highway Subgrades, Pavement Design
• No. 200 Sieve Division 50% passing 35% passing
• Gravel/Sand Division No. 4 sieve No. 10 sieve
• Key Metrics Dual symbols (e.g., SW-SM), Atterberg limits Groups A-1 to A-7, Group Index (GI)
• Interpreting Boring Logs

Boring logs provide a vertical profile of subsurface conditions. For the PE exam, you must be able to read and extract key information from these logs.

Moisture Content and Plasticity Index

Natural Moisture Content ( w w w ): The ratio of the weight of water to the weight of solid soil. If w w w is close to or exceeds the Liquid Limit, the soil will behave like a viscous fluid, posing severe instability risks during excavation.

Plasticity Index (PI): Calculated as P I = L L − P L PI = LL - PL P I = LL − P L . It indicates the range of moisture contents over which the soil remains in a plastic state. A high PI indicates a highly reactive, expansive clay that shrinks and swells with moisture changes.

Rock Quality Designation (RQD)

When drilling into rock, the Rock Quality Designation (RQD) is used to estimate rock mass quality. It is defined as the percentage of intact rock core pieces longer than 100 mm (4 inches) recovered in a single core run. R Q D = Σ Length of intact core pieces > 100 mm Total length of core run × 100 % RQD = \frac{\Sigma \text{Length of intact core pieces > 100 mm}}{\text{Total length of core run}} \times 100\% RQ D = Total length of core run Σ Length of intact core pieces > 100 mm ​ × 100%

• RQD < 25%: Very Poor
• 25% - 50%: Poor
• 50% - 75%: Fair
• 75% - 90%: Good
• 90% - 100%: Excellent
• Engineering Properties of Soil
• Permeability (Hydraulic Conductivity)

Permeability, denoted by k k k , measures the rate at which water flows through a soil mass. It is governed by Darcy's Law: v = k ⋅ i v = k \cdot i v = k ⋅ i , where v v v is the discharge velocity and i i i is the hydraulic gradient.

Gravels and Sands: High permeability ( k > 10 − 3 k > 10^{-3} k > 1 0 − 3 cm/s). Water drains rapidly, making them good for retaining wall backfill to prevent hydrostatic pressure buildup.

Clays: Very low permeability ( k < 10 − 7 k < 10^{-7} k < 1 0 − 7 cm/s). Water drains extremely slowly. Clay is used for landfill liners and dam cores.

Shear Strength

Shear strength is the internal resistance per unit area that the soil mass can offer to resist failure and sliding along any plane. It is critical for bearing capacity, slope stability, and retaining wall design.

The Mohr-Coulomb failure criterion defines shear strength ( τ \tau τ ): τ = c + σ ′ tan ⁡ ( ϕ ) \tau = c + \sigma' \tan(\phi) τ = c + σ ′ tan ( ϕ )

Where:

• c c c = Cohesion (interparticle attraction, significant in clays, zero in clean sands)
• σ ′ \sigma' σ ′ = Effective normal stress ( σ − u \sigma - u σ − u , where u u u is pore water pressure)
• ϕ \phi ϕ = Angle of internal friction (interlocking and friction of particles, significant in sands/gravels)

In construction, a rapid load application (like building a temporary embankment on clay) creates undrained conditions, meaning pore water pressure ( u u u ) increases because the water cannot escape quickly. In this short-term condition, the soil relies solely on its undrained shear strength ( s u s_u s u ​ or c u c_u c u ​ ).

Compressibility and Consolidation

When a load is applied to a soil mass, it will compress.

Immediate Settlement: Occurs instantly as air is expelled and soil particles rearrange. Dominant in coarse-grained soils (sands/gravels).

Primary Consolidation Settlement: A time-dependent process occurring in saturated, fine-grained soils (clays) as pore water is slowly squeezed out under pressure. Because clay has low permeability, this process can take months or years. For a construction schedule, if a heavy fill is placed over a clay layer, you must anticipate significant long-term settlement.