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RE5 study guide

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Lessons

  1. The Advice Process, Suitability & Record of
  2. Applying the General Code in Day-to-Day Prac
  3. Custody of Financial Products & Client Funds
  4. Following Firm Complaints Procedures as a Re
  5. Internal Complaint Handling under the GCOC
  6. Termination of Client Agreements — Free Study Guide 2026
  7. CO Duties, Approval, Independence & Reportin
  8. Role & Function of the Compliance Officer
  9. Debarment Process & FSCA Notification — Free Study Guide 2026
  10. Purpose of Debarment & When It Applies — Free Study Guide 2026
  11. Recourse for a Debarred Representative — Free Study Guide 2026
  12. Disclosures While Rendering a Financial Serv
  13. Fees, Commission & Remuneration Disclosures
  14. Disclosures Before Rendering a Financial Ser
  15. Provider, Product Supplier & Service Disclos
  16. Purpose of the FAIS Act & Client Protection
  17. Key Role-Players under FAIS — Free Study Guide 2026
  18. Subordinate Legislation Map — Free Study Guide 2026
  19. Ombud Process, Jurisdiction & Outcomes — Free Study Guide 2026
  20. Role & Authority of the FAIS Ombud — Free Study Guide 2026
  21. FIC Impact on Representative–Client Interact
  22. FIC Act Requirements that Apply to FSPs
  23. Identifying & Managing Conflicts of Interest
  24. Disclosure Rules Framework & Impact on the F
  25. General & Specific Duties of a Provider
  26. About the RE5 Exam — Free Study Guide 2026
  27. Exam Format, Pass Mark, Booking & Logistics
  28. How to Prepare Using Tasks & Qualifying Crit
  29. When a KI Loses Honesty/Integrity — Impact o
  30. KI Management & Oversight Duties — Free Study Guide 2026
  31. Roles & Responsibilities of Key Individuals
  32. Display of Licences & Authorisation Visibili
  33. Requirements to Obtain & Maintain an FSP Lic
  34. How Representatives Help Maintain the Licenc
  35. Applying Product Knowledge in the FAIS Envir
  36. Definition & Types of Financial Products
  37. Financial Services: Advice vs Intermediary S
  38. Record-Keeping under the FAIS & FIC Acts
  39. Creating, Keeping & Retrieving Records Corre
  40. Implications if a Representative No Longer M
  41. Purpose & Requirements of the Register of Re
  42. Disclosure Duties while under Supervision
  43. When a Representative Must Work under Superv
  44. Distinguishing Advice from Intermediary Serv
  45. Honesty, Competence, Experience, RE & CPD
  46. Roles & Responsibilities of Representatives
  47. Suspension, Withdrawal & Lapse of Accreditat
  48. Offences under the FAIS Act — Free Study Guide 2026
  49. Authority Remedies if Practices Continue
  50. Undesirable Business Practices — Free Study Guide 2026